Petti and Briones attorneys represent both individuals and corporate entities through the various stages of defense of civil and criminal regulatory investigations. Mr. Petti is able to leverage the experience and knowledge of having been on the other side of the table to help you and your company respond appropriately to any inquiry or investigation by law enforcement or regulatory bodies.
Over the years, our attorneys have had the opportunity to work with federal, state, and local law enforcement, government agencies, and self regulatory organizations such as the U.S. Securities and Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA) formerly known as the National Association of Securities Dealers (NASD), Department of Justice (DOJ), both state and the Federal Department of Health and Human Services (HHS), Office of Inspector General (OIG), Federal Bureau of Investigation (FBI), Assistant U.S. Attorneys (AUSA), court appointed receivers, and securities regulators.
This unique background and experience allows us to formulate and execute a more precise analysis of the areas in which a client may be vulnerable at a case’s earlier stages and then provide appropriate advice and counseling from the outset.