Petti and Briones attorneys have significant experience in securities matters. Fred Petti has both prosecuted and defended federal securities cases, and Patti Briones has over 20 years experience in the securities industry as a compliance officer. Our firm is well positioned to help both investors seeking to recover significant losses and securities industry professionals in regulatory, compliance, disciplinary and employment matters before the SEC, FINRA and state securities regulators throughout the United States and in arbitration forums and courts across the country.